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Sequential Monte Carlo Filter for State-of-Charge Estimation of Lithium-Ion Batteries Based on Auto Regressive Exogenous Model

  • Guangzhong Dong
  • , Zonghai Chen*
  • , Jingwen Wei
  • *Corresponding author for this work
  • University of Science and Technology of China

Research output: Contribution to journalArticlepeer-review

Abstract

The state of charge (SOC) of lithium-ion batteries (LIBs) is an important evaluation index in battery management system of energy storage systems. However, it is always a challenging task to accurately estimate SOC of LIBs, because of the existence of nonlinear characteristics and significant temperature effects. To improve the SOC estimation accuracy and robustness, a model-based estimation approach for SOC and impedance of LIBs is proposed against uncertain loading profiles and ambient temperatures. First an auto regressive exogenous model for online model order determining and parameters identification is established to monitor parameters variations based on numerical subspace state space system identification method. Second, a sequential Monte Carlo filter is employed to overcome the nonlinear and non-Gaussian error distribution state estimation problems caused by complicated open-circuit voltage characteristics. Finally, evaluation of the adaptability and generality of the proposed method are verified by different LIBs under different operating conditions. Experimental results indicate that the proposed method shows great performance, whose estimation value converges to real SOC within an error of ±3%, and the battery model can simulate battery dynamics robustly with high accuracy.

Original languageEnglish
Article number8605498
Pages (from-to)8533-8544
Number of pages12
JournalIEEE Transactions on Industrial Electronics
Volume66
Issue number11
DOIs
StatePublished - Nov 2019
Externally publishedYes

UN SDGs

This output contributes to the following UN Sustainable Development Goals (SDGs)

  1. SDG 7 - Affordable and Clean Energy
    SDG 7 Affordable and Clean Energy

Keywords

  • Auto regressive exogenous model (ARXM)
  • Lithium-ion battery (LIB)
  • sequential Monte Carlo filter (SMCF)
  • state of charge (SOC)

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