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An Open-Set Semi-Supervised Contrastive Learning for Bearing Fault Diagnosis

  • Wenxiao Cheng
  • , Xue Li*
  • , Donglin Di
  • , Xiaohe Wu
  • , Lanshun Nie
  • , Dechen Zhan
  • , Lei Fan*
  • *Corresponding author for this work
  • Faculty of Computing, Harbin Institute of Technology
  • Li Auto Inc.
  • University of New South Wales

Research output: Contribution to journalArticlepeer-review

Abstract

Deep learning-based bearing fault diagnosis methods typically require a substantial amount of labeled data, which are expensive and time-consuming to obtain. Semi-supervised learning (SSL) provides a solution by leveraging both labeled and unlabeled data, but its performance can be compromised by the presence of unknown classes in real-world unlabeled data, reducing robustness and diagnostic accuracy. To address this issue, we propose open-set semi-supervised contrastive learning (OSCL), a novel framework that combines contrastive learning (CL) with open-set recognition. OSCL first utilizes contrastive pretraining to extract discriminative feature representations from vibration signals. Furthermore, it jointly optimizes an open-set classifier (to perform open-set tasks) and a closed-set classifier (to perform closed-set tasks) using both known and unknown class data. To further enhance feature representations, raw vibration data is processed using a multidomain fusion strategy that integrates short-time Fourier transform (STFT), continuous wavelet transform (CWT), and time-domain conversion (TDC). Meanwhile, tailored strong and weak augmentations are also applied to enhance the model’s effectiveness. Experiments on three benchmark datasets show that OSCL achieves state-of-the-art performance in both closed-set classification and open-set scenarios while remaining robust with limited labeled samples. The framework’s ability to generalize across datasets and handle unknown classes demonstrates its practical applicability in industrial settings.

Original languageEnglish
Article number2537010
JournalIEEE Transactions on Instrumentation and Measurement
Volume74
DOIs
StatePublished - 2025
Externally publishedYes

Keywords

  • Bearing fault diagnosis
  • contrast learning
  • open set
  • semi-supervised learning (SSL)
  • unknown fault

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