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A physics-guided neural network with battery constraint mechanism for state-of-energy estimation of lithium-ion batteries

  • Kai Jia
  • , Linhui Zhao*
  • *Corresponding author for this work
  • Harbin Institute of Technology

Research output: Contribution to journalArticlepeer-review

Abstract

Numerous studies have investigated the application of neural network models for state-of-energy (SOE) estimation. However, purely data-driven approaches fail to capture the underlying battery operation mechanism during modeling; hence the model parameters can only be optimized through a trial-and-error process, which limits the model's performance. This paper investigates a physics-guided neural network with a battery constraint mechanism for SOE estimation of lithium-ion batteries (LIBs). A physics-guided neural network incorporating the power integration method (PIM) is designed for SOE estimation, and an incremental PIM-based constraint is constructed using the reference SOE trajectory available during training. By analyzing the principles of model parameter optimization, an adaptive weight adjustment method is proposed for the PIM-based incremental constraint. During the model inference stage, a PIM-based monitoring mechanism is employed in the sliding-window, and a consistency score is defined to mitigate prediction drift during SOE estimation, thereby improving the reliability of online predictions from the pre-trained model. The proposed method is validated under various cycle profiles, including tests with 18650-type LIBs, electric vehicle power batteries, and real-world BEV data. The ablation studies further demonstrate its effectiveness.

Original languageEnglish
Article number128357
JournalApplied Energy
Volume424
DOIs
StatePublished - Dec 2026

UN SDGs

This output contributes to the following UN Sustainable Development Goals (SDGs)

  1. SDG 7 - Affordable and Clean Energy
    SDG 7 Affordable and Clean Energy

Keywords

  • Electric vehicle
  • Framework optimization
  • Lithium-ion battery
  • Physics-guided neural network
  • State-of-energy

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